Search Results for:
Sullivan Cromwell Llp
(610)
- Page 14
ARTICLES(610)
-
CFPB Announces First Public Enforcement Action: CFPB and OCC Enter Into Consent Orders with Capital One Bank Requiring an Estimated $150 Million in Restitution and $60 Million in Civil Money Penalties; CFPB Also Issues Related Consumer Advisories and Compliance Bulletin
- July 20, 2012
- LEGAL ALERTS/ARTICLES
-
UK Tax: General Anti-Abuse Rule: Government Publishes Draft GAAR Legislation for Consultation
- July 18, 2012
- LEGAL ALERTS/ARTICLES
-
Regulatory Capital Requirements: UK Tax Treatment of New Regulatory Capital Instruments
- July 13, 2012
- LEGAL ALERTS/ARTICLES
-
2012 Proxy Season Review: Shareholder Proposals on Governance Structure Continue to Garner Strong Support and to Drive Structural Changes in 2012; Renewed Focus on Independent Chair; Proposals on Political, Social and Compensation Issues Remain Common, but Rarely Pass
- July 11, 2012
- LEGAL ALERTS/ARTICLES
-
First Resolution Plans Filed
- July 11, 2012
- LEGAL ALERTS/ARTICLES
-
SEC Finalizes Guidance to Stock Exchanges on Compensation Committee and Adviser Independence: Exchanges Still Responsible for Key Details, Including Definition of Independence, and Have 90 Days to Propose Rules; New Disclosure Requirement on Compensation Consultant Conflicts of Interest Will Apply to 2013 Proxy Statements
- June 29, 2012
- LEGAL ALERTS/ARTICLES
-
Margin Regulation: FINRA Proposes Amendments to its Rule on Margin Requirements
- June 28, 2012
- LEGAL ALERTS/ARTICLES
-
FINRA Front-Running Policy: FINRA Proposes to Codify NASD Front-Running Policy as FINRA Rule 5270, with Expanded Scope
- June 18, 2012
- LEGAL ALERTS/ARTICLES
-
CFTC and SEC Issue Final Swap-Related Rules Under Title VII of Dodd-Frank: CFTC and SEC Issue Final Rules and Guidance to Further Define the Terms “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”
- June 15, 2012
- LEGAL ALERTS/ARTICLES
-
Circuit Breakers: SEC Order Approves Proposals to Address Extraordinary Volatility in Individual Stocks and Broader U.S. Stock Market
- June 15, 2012
- LEGAL ALERTS/ARTICLES
-
Fraudulent Transfer Risk Expanded: In re TOUSA: Eleventh Circuit Expands Fraudulent Transfer Risk for Lenders to Distressed Borrowers
- June 15, 2012
- LEGAL ALERTS/ARTICLES
-
U.S. Supreme Court Affirms Credit Bid Rights of Secured Creditors
- June 15, 2012
- LEGAL ALERTS/ARTICLES
-
UK Tax Treatment of Depositary Receipts: HMRC Will Still Treat ADR Holders as Beneficial Owners of Shares
- May 24, 2012
- LEGAL ALERTS/ARTICLES