Search Results for:
Sullivan Cromwell Llp
(610)
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ARTICLES(610)
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SEC Proposes CEO Pay Ratio Rule: At Earliest, New Rule Will Not Be Effective Until 2015 Proxy Season; Issuers May Use Sampling and Estimates to Calculate Ratio
- September 19, 2013
- LEGAL ALERTS/ARTICLES
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Broker-Dealer Audit and Reporting Updates: PCAOB Report and New SEC Rules Address Audit, Financial Reporting, Internal Control and Risk Management Issues Relating to Broker-Dealers; These Developments May Be Relevant for Audit Committees of Public Companies that Own Broker-Dealers
- September 17, 2013
- LEGAL ALERTS/ARTICLES
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Bank Capital Plans: Federal Reserve Board Issues Guidance Outlining Supervisory Expectations for Capital Planning at Large Bank Holding Companies
- September 13, 2013
- LEGAL ALERTS/ARTICLES
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Treasury and IRS Issue Revenue Ruling Implementing Windsor Decision: Revenue Ruling 2013-17 Holds that for Federal Tax Purposes, all Legal Same-Sex Marriages will be Recognized, Marital Status will be Based on the Laws of the Place of Celebration, and Domestic Partnerships and Civil Unions will not be Recognized as Marriages
- September 05, 2013
- LEGAL ALERTS/ARTICLES
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CFTC Adopts Final Rule Amendments Harmonizing Compliance Obligations for Dually-Registered CPOs and Modifying Regulatory Requirements for CPOs and CTAs
- August 23, 2013
- LEGAL ALERTS/ARTICLES
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International Tax Cooperation: OECD Action Plan on Base Erosion and Profit Shifting
- August 23, 2013
- LEGAL ALERTS/ARTICLES
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Regulatory Capital Requirements: UK Sets Out Proposed Tax Treatment of New Additional Tier 1 and New Tier 2 Regulatory Capital Instruments
- August 13, 2013
- LEGAL ALERTS/ARTICLES
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First Circuit Court of Appeals Holds That Private Equity Funds Can Be Liable for Pension Liabilities of Portfolio Companies: First Circuit Holds that a Private Equity Fund Can Be a Member of an ERISA Controlled Group with its Portfolio Companies, and Thus Potentially Be Subject to Pension Liabilities of Portfolio Companies
- August 01, 2013
- LEGAL ALERTS/ARTICLES
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Bank Capital Requirements: Basel Committee Updates Framework for Assessing a Common Equity Surcharge on Global Systemically Important Banks
- July 30, 2013
- LEGAL ALERTS/ARTICLES
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NYSE Voting Requirements: NYSE Eliminates 50% Quorum Requirement
- July 24, 2013
- LEGAL ALERTS/ARTICLES
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Treaty Treatment of Depositary Receipts Program Payments: IRS Releases Chief Counsel Memorandum Treating Payments to a Non-U.S. Corporate Issuer Pursuant to a Sponsored American Depositary Receipts Program as “Other Income” under U.S. and OECD Model Income Tax Treaties
- July 24, 2013
- LEGAL ALERTS/ARTICLES
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“General Solicitation” and Investor Protection in Private Offerings: SEC Adopts Amendments to Rules 506 and 144A to Remove Ban on General Solicitation and Disqualify “Bad Actors” from Rule 506 Offerings; Also Proposes Amendments to Regulation D, Form D and Rule 156 to Address Investor Protection Concerns
- July 18, 2013
- LEGAL ALERTS/ARTICLES
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FATCA: Delayed Start Dates: IRS and Treasury Department Announce Delay of FATCA Implementation
- July 16, 2013
- LEGAL ALERTS/ARTICLES
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Court Vacates SEC Resource Payments Disclosure Rule: Court Rules that Public Disclosure of Issuers’ Reports Is Not a Statutory Requirement and Criticizes the SEC’s Decision Not to Grant an Exemption for Countries that Prohibit Disclosure; Plaintiffs’ Other Challenges Not Addressed
- July 04, 2013
- LEGAL ALERTS/ARTICLES