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Finance Articles - Page 149

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Finance Articles - Page 149

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ARTICLES(4,789)

SEC Issues Proposed Guidance Regarding Fund Board Oversight of Adviser Trading of Portfolio Securities and Use of Soft Dollars
August 19, 2008
LEGAL ALERTS/ARTICLES
Author: W. Hardy Callcott, Roger P. Joseph, Nancy M. Persechino, Neal E. Sullivan, Kevin A. Zambrowicz
Law Firm: Bingham McCutchen LLP

U.S. District Court Rules against Hedge Fund in CSX Corp. v. The Children's Investment Fund et al.
August 19, 2008
LEGAL ALERTS/ARTICLES
Author: Barry Genkin, Keith E. Gottfried
Law Firm: Blank Rome LLP

Member Private Offerings - Proposed Disclosure Rule
August 18, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Clyde & Co

SEC Issues "Compliance Alert" for Recurring Issues in Audits of RIAs
August 18, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Clyde & Co

The Housing and Economic Recovery Act of 2008
August 18, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Hunton Andrews Kurth LLP

US Treasury Issues Best Practices For Residential Covered Bonds
August 18, 2008
LEGAL ALERTS/ARTICLES
Author: Paul Andrew Jorissen, Jason H. P. Kravitt
Law Firm: Mayer Brown LLP, Mayer Brown LLP

Recent Regulatory Developments in the U.S. Covered Bond Market
August 17, 2008
LEGAL ALERTS/ARTICLES
Author: Melinda R. Beres, Joseph Brian Buonanno, Elizabeth H. Corey, Michael Gerard Keeley
Law Firm: Hunton Andrews Kurth LLP, Hunton Andrews Kurth LLP, Hunton Andrews Kurth LLP

The Mortgage Meltdown and Washington's Response
August 17, 2008
LEGAL ALERTS/ARTICLES
Author: J. Caleb Boggs
Law Firm: Blank Rome LLP

SEC Extends Emergency Order Restricting Short Sales of GSEs and Primary Dealers
August 15, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Winston & Strawn LLP

SEC Issues Emergency Order on Short-Selling
August 15, 2008
LEGAL ALERTS/ARTICLES
Author: Charles Edward Dropkin
Law Firm: Proskauer Rose LLP

Clarification of CDARS Deposits Sought by ABA
August 13, 2008
LEGAL ALERTS/ARTICLES
Author: Steven Sheppard Dunlevie, Elizabeth O. Temple, Richard A. Hills, David W. Adams, Robert Culver Ralls
Law Firm: Womble Bond Dickinson (US) LLP, Womble Bond Dickinson (US) LLP, Womble Bond Dickinson (US) LLP

Bush Enacts Watershed Housing Bill Providing New Funding and Regulation for Mortgage Industry
August 12, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Lane Powell PC

Deadline Looms For Compliance with Identity Theft "Red Flag" Guidelines
August 12, 2008
LEGAL ALERTS/ARTICLES
Author: Donald C. Lampe
Law Firm: Womble Bond Dickinson (US) LLP

Department of Labor Clarifies Annual Reporting Obligations of ERISA Investors in Private Investment Funds
August 12, 2008
LEGAL ALERTS/ARTICLES
Author: Donald Paul Carleen, Laraine Silver Rothenberg, Jeffrey W. Ross, Amy L. Blackman
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP

Federal Reserve Board Adopts New Rule to Offer Broader Protections for Borrowers
August 12, 2008
LEGAL ALERTS/ARTICLES
Author: Joy Harmon Sperling, Kristen Jasket Piper
Law Firm: Day Pitney LLP

House Passes Major Housing and GSE Reform Legislation
August 12, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Alston & Bird LLP

President Signs Housing Bill; Significant Regulatory Decisions Must be made in Coming Months
August 12, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Alston & Bird LLP

SEC Clarifies Application of Cash Solicitation Rule to Investment Pools
August 12, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Ropes & Gray LLP

SEC Moves toward Web-Based Transparency in Muni Field
August 12, 2008
LEGAL ALERTS/ARTICLES
Author: Lawrence D. Bragg, John O. Chesley, Anne Phillips Ogilby
Law Firm: Ropes & Gray LLP, Ropes & Gray LLP

SEC Staff Issues Letter Exempting Investment Pools from Cash Solicitation Rule
August 12, 2008
LEGAL ALERTS/ARTICLES
Author: David Jon Baum, Paul Hourigan
Law Firm: Alston & Bird LLP

Treasury Releases "Best Practices" For U.S. Covered Bonds
August 12, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Alston & Bird LLP

All-Star Task Force: EDNY Intensifies Subprime Inquiry--and Corporate America Must Be Ready
August 11, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Baker & Hostetler LLP

Almost Two Decades Later: SEC Proposes Changes to Rule 15a-6, Taking Bold Steps to Liberalize Cross Border Regulation
August 11, 2008
LEGAL ALERTS/ARTICLES
Author: Brandon Becker, Yoon-Young Lee, Bruce Howard Newman, Stephanie R. Nicolas, Leigh Chase Thompson
Law Firm: WilmerHale, WilmerHale, WilmerHale, WilmerHale

Bank/Thrift Regulatory Agencies Propose Optional Framework for Risk Based Capital Regulations
August 11, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Kilpatrick Townsend & Stockton LLP

DOJ and FBI Continue Pursuing Operation "Malicious Mortgage"
August 11, 2008
LEGAL ALERTS/ARTICLES
Author: Charles William McIntyre, Howard Crawford Vick, Timothy J. Heaphy, Timothy E. Flanigan
Law Firm: McGuireWoods LLP, McGuireWoods LLP

Delaware Supreme Court Answers Questions Certified By SEC; Rejects Stockholder Bylaw Requiring Reimbursement of Proxy Solicitation Expenses
August 11, 2008
LEGAL ALERTS/ARTICLES
Author: Peter Allan Atkins, Edward P. Welch, Robert S Saunders, Edward B Micheletti
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP, Skadden, Arps, Slate, Meagher & Flom LLP, Skadden, Arps, Slate, Meagher & Flom LLP, Skadden, Arps, Slate, Meagher & Flom LLP

Department Of Labor Proposes Disclosure Requirements for Participant Directed Individual Account Plans
August 11, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Reed Smith LLP

Federal Reserve Board Amends Truth in Lending Regulation to Address Subprime Lending Concerns
August 11, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Kilpatrick Townsend & Stockton LLP

Labor Department Proposes New Disclosures of Fees and Expenses
August 11, 2008
LEGAL ALERTS/ARTICLES
Author: Victoria Chemerys, Jeffrey S. Ashendorf
Law Firm: FordHarrison LLP

Plaintiffs Petition for Rehearing and Petition for Rehearing En Banc of the Decision in Jones v. Harris Associates
August 11, 2008
LEGAL ALERTS/ARTICLES
Law Firm: WilmerHale

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