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Finance Articles - Page 150

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Finance Articles - Page 150

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ARTICLES(4,789)

SEC Issues Final Commission Guidance Relating to Proposed Rule Changes Filed by Self-Regulatory Organizations ("SROs")
August 11, 2008
LEGAL ALERTS/ARTICLES
Law Firm: WilmerHale

SEC Proposes Rule Changes that Would Reduce Reliance on Credit Ratings
August 11, 2008
LEGAL ALERTS/ARTICLES
Law Firm: WilmerHale

SEC Proposes to Amend Rule 15a-6 under the Exchange Act
August 11, 2008
LEGAL ALERTS/ARTICLES
Law Firm: WilmerHale

Senior Care Investments: Careful Investors Can Create Value in this Essentially Unlimited Sector AND Avoid the Understated Risk
August 11, 2008
LEGAL ALERTS/ARTICLES
Author: James Brian Jackson
Law Firm: McGuireWoods LLP

Taubman v. Taubman, 2008 Ca. App. Unpub. LEXIS 4938 (June 18, 2008)
August 11, 2008
LEGAL ALERTS/ARTICLES
Author: Dana Gene Fitzsimons, Ronald David Aucutt, W. Birch Douglass, Charles D. Fox, William Michael Long, Michele A. W. McKinnon, Victoria S. Windell
Law Firm: McGuireWoods LLP, McGuireWoods LLP, McGuireWoods LLP, McGuireWoods LLP, McGuireWoods LLP, McGuireWoods LLP

The FTC's "Red Flag Regulations" To Combat Identity Theft Go Into Effect on November 1, 2008
August 11, 2008
LEGAL ALERTS/ARTICLES
Author: Craig Edward Bertschi
Law Firm: Kilpatrick Townsend & Stockton LLP

Trust under Deed by Rose Kogen, 2007 Phila. Ct. Com. Pl. LEXIS 354 (May 14, 2007)
August 11, 2008
LEGAL ALERTS/ARTICLES
Author: Dana Gene Fitzsimons, Ronald David Aucutt, W. Birch Douglass, Charles D. Fox, William Michael Long, Michele A. W. McKinnon, Victoria S. Windell
Law Firm: McGuireWoods LLP, McGuireWoods LLP, McGuireWoods LLP, McGuireWoods LLP, McGuireWoods LLP, McGuireWoods LLP

Division of Trading & Markets Clarifies Emergency Order Restricting Short Sales of GSEs and Primary Dealers
August 10, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Winston & Strawn LLP

SEC Issues Emergency Order Restricting Short Sales of GSEs and Primary Dealers
August 10, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Winston & Strawn LLP

SEC Staff Highlights Areas of Focus in Broker-Dealer, Investment Adviser and Investment Company Exams
August 09, 2008
LEGAL ALERTS/ARTICLES
Author: W. Hardy Callcott, Kevin A. Zambrowicz, Roger P. Joseph, Neal E. Sullivan, Margaret R Blake
Law Firm: Bingham McCutchen LLP

Bank of New York v. Montana Board of Investments: Limitation on the Power of the Senior Class of Note Holders to Control the Disposition of the Assets of a Structured Investment Vehicle Following Default
August 08, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Cadwalader, Wickersham & Taft LLP

Basel Committee's Revised Liquidity Principles
August 08, 2008
LEGAL ALERTS/ARTICLES
Author: Scott A Anenberg, Charles M. Horn, Babback Sabahi
Law Firm: Mayer Brown LLP

Creating ECB Eligible Collateral: Some Traps For the Unwary
August 08, 2008
LEGAL ALERTS/ARTICLES
Author: Conor W. Downey, Angus Duncan
Law Firm: Cadwalader, Wickersham & Taft LLP

SEC Issues Emergency Order Suspending "Naked" Short Selling
August 08, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Mayer Brown LLP

SEC Issues Proposed Amendments to Rule 15a-6
August 08, 2008
LEGAL ALERTS/ARTICLES
Author: Steven Lofchie
Law Firm: Cadwalader, Wickersham & Taft LLP

SEC and SROs Crack Down On Manipulative Rumor-Mongering, Short-Selling
August 08, 2008
LEGAL ALERTS/ARTICLES
Author: Perrie Michael Weiner, Nicolas Morgan
Law Firm: DLA Piper LLP

The SEC Moves to Protect the Market from False Rumors and Certain Short-Selling
August 08, 2008
LEGAL ALERTS/ARTICLES
Author: Bruce A. Hiler, Maurine Ruth Bartlett, Thomas A. Kuczajda
Law Firm: Cadwalader, Wickersham & Taft LLP

FDIC Adopts Final Policy Statement on Covered Bonds
August 06, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Alston & Bird LLP

Entering the U.S. Market: Opportunities and Risks
August 05, 2008
LEGAL ALERTS/ARTICLES
Author: Anastasius Efstratiades
Law Firm: Obermayer Rebmann Maxwell & Hippel LLP

Federal Reserve Board Issues Final Rule Addressing Mortgage Lending and Servicing Practices under Regulation Z
August 05, 2008
LEGAL ALERTS/ARTICLES
Author: Scott A Anenberg, Jeffrey Peter Taft, Maya Y. Wilson
Law Firm: Mayer Brown LLP, Mayer Brown LLP

New Move in Deposit Protection
August 05, 2008
LEGAL ALERTS/ARTICLES
Author: Sathaporn Jumsuk, Sirirasi Gobpradit
Law Firm: Mayer Brown LLP

Companies Act 2006
July 30, 2008
LEGAL ALERTS/ARTICLES
Author: Philippa James
Law Firm: Mayer Brown International LLP

Federal Officials Propose Rescue Plan and Full Support for Fannie Mae and Freddie Mac
July 30, 2008
LEGAL ALERTS/ARTICLES
Author: Timothy R. McTaggart, Travis P. Nelson
Law Firm: Troutman Pepper Locke

SEC Announces Joint SEC-SRO Examination of Controls to Prevent Manipulation of Securities Prices through Intentional Dissemination of False Information
July 30, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Winston & Strawn LLP

SEC Lifts "Cash Solicitation Rule" for Private Fund Referrals
July 30, 2008
LEGAL ALERTS/ARTICLES
Author: Terrance J. O'Malley, Jessica Forbes
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP

SEC Places Limitations on Short Selling of Securities of Financial Institutions and Announces Renewed Enforcement Focus on Spreading of Market Rumors
July 30, 2008
LEGAL ALERTS/ARTICLES
Author: Mark Steven Bergman, Raphael Michael Russo
Law Firm: Paul, Weiss, Rifkind, Wharton & Garrison LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP

Tennessee Legislature Amends Retainage Law
July 30, 2008
LEGAL ALERTS/ARTICLES
Author: Brian Michael Dobbs, R. Slade Sevier, L. Wearen Hughes, Justin D. Pitt
Law Firm: Bass, Berry & Sims PLC, Bass, Berry & Sims PLC

Congress Clarifies FACTA Credit Card Truncation Statute and Effectively Eliminates Some Claims
July 29, 2008
LEGAL ALERTS/ARTICLES
Author: Julie Simone Sneed
Law Firm: Fowler White Boggs P.A.

SEC Proposes Liberalizing Amendments to Rule 15a-6 (Cross Border Regulation of Broker-Dealers)
July 29, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Mayer Brown LLP

SEC Takes Aggressive Action to Control Short Selling and the Spread of False Rumors
July 29, 2008
LEGAL ALERTS/ARTICLES
Law Firm: Proskauer Rose LLP

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