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Finance Articles - Page 75

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ARTICLES(4,789)

New Campaign Finance Law Takes Effect in Illinois
January 04, 2011
LEGAL ALERTS/ARTICLES
Author: Mitchell D. Holzrichter, Joseph Seliga
Law Firm: Mayer Brown LLP

Small Business Lending Fund (SBLF) Terms and Application Process
January 04, 2011
LEGAL ALERTS/ARTICLES
Author: Michael D. Morehead, Timothy M. Sullivan
Law Firm: Hinshaw & Culbertson LLP, Hinshaw & Culbertson LLP

Significant Changes to FINRA’s Know Your Customer and Suitability Rules to Take Effect in 2011
January 03, 2011
LEGAL ALERTS/ARTICLES
Author: S. Lawrence Polk, Avital Stadler
Law Firm: Eversheds Sutherland (US) LLP

CFTC/SEC Update
December 30, 2010
LEGAL ALERTS/ARTICLES
Author: William John Breslin, Miles Edward Kitchin, Todd R. Kornfeld, Bradley Leiber, Victoria Todorova Mazgalev, Robert Michael McLaughlin, David S. Mitchell
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP

The UK’s Financial Services Authority Issues the Final-Form Remuneration Code
December 29, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Shearman & Sterling LLP

U.S. Treasury Launches Small Business Lending Fund
December 29, 2010
LEGAL ALERTS/ARTICLES
Author: Jacob Andrew Lutz, Thomas Oree Powell, Jerome Walker, Seth Andrew Winter
Law Firm: Troutman Sanders LLP, Troutman Sanders LLP, Troutman Sanders LLP

Provincial Ministers Release Consultation Paper on Incorporated Salespersons
December 27, 2010
LEGAL ALERTS/ARTICLES
Author: Rebecca A. Cowdery, Prema K.R. Thiele
Law Firm: Borden Ladner Gervais LLP, Borden Ladner Gervais LLP

The FSA Produces Final(ly) Remuneration Code Rules
December 27, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Arnold & Porter Kaye Scholer LLP

SEC Proposes New Rules to Implement Advisers Act Provisions of the Dodd-Frank Act — Implications for Non-U.S. Advisers
December 22, 2010
LEGAL ALERTS/ARTICLES
Author: Mark S. Bergman, Patricia Vaz de Almeida, Karen Jean Hughes, Marco Venio Masotti
Law Firm: Paul, Weiss, Rifkind, Wharton & Garrison LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP

CFTC Issues Proposed Rule Implementing End-User Exception to Mandatory Clearing of Swaps
December 20, 2010
LEGAL ALERTS/ARTICLES
Author: Robert S. Fleishman, Allison Lurton, William Lloyd Massey
Law Firm: Covington & Burling LLP

BEWARE! Legal Problems Arising from the Bill on Hong Kong’s New Special Stamp Duty (SSD)
December 17, 2010
LEGAL ALERTS/ARTICLES
Author: Fun Kuen Au, Ellen Tsao, Raymond M. W. Wong
Law Firm: Mayer Brown JSM

High Court Pensions Ruling Favours Pensions Regulator
December 17, 2010
LEGAL ALERTS/ARTICLES
Author: Martin Scott, Devi Shah
Law Firm: Mayer Brown International LLP, Mayer Brown International LLP

New Model Consumer Privacy Notices Provide Safe Harbor
December 17, 2010
LEGAL ALERTS/ARTICLES
Author: Michael A. Thurman
Law Firm: Loeb & Loeb LLP

The Dodd-Frank Act Redefines Federal Preemption Law
December 17, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Fredrikson & Byron, P.A.

Virginia Healthcare Law Decision: Can Congress Regulate Economic Inaction?
December 17, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Holland & Hart LLP

Dodd-Frank Act’s Impact on Rating Agencies as the ABS Market Continues to Evolve
December 16, 2010
LEGAL ALERTS/ARTICLES
Author: Steven G. Brody, Cynthia A. Hanawalt
Law Firm: Bingham McCutchen LLP

President to Sign Into Law Legislation Narrowing Scope of Red Flags Rule
December 16, 2010
LEGAL ALERTS/ARTICLES
Author: Yaron Dori, Erin M. Egan, Michael Nonaka, Mark E. Plotkin, Robert M. Sherman
Law Firm: Covington & Burling LLP, Covington & Burling LLP, Covington & Burling LLP

Starting Up the Start-Up: Setting Up the Founders' Round
December 16, 2010
LEGAL ALERTS/ARTICLES
Author: Riaz A. Karamali
Law Firm: Sheppard Mullin

SEC Proposes New Rules and Rule Amendments Implementing the Investment Adviser Provisions of the Dodd-Frank Act
December 14, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Alston & Bird LLP

AIFM Directive: European Parliament Approves Final Text
December 13, 2010
LEGAL ALERTS/ARTICLES
Author: Richard L. Chen, Charlotte Elin Sofia Henderson, Benjamin Kieft, Jeremy Willcocks
Law Firm: Arnold & Porter (UK) LLP, Arnold & Porter (UK) LLP, Arnold & Porter (UK) LLP

Brief Notes on the Mexican Pledge Without Transfer of Possession
December 13, 2010
LEGAL ALERTS/ARTICLES
Author: Jaime A. Treviño Gonzalez
Law Firm: JATA - J.A. Treviño Abogados S.A. de C.V.

FINRA Rule 5131 Regarding Allocations Practices for New Issues Approved by SEC
December 13, 2010
LEGAL ALERTS/ARTICLES
Author: Amy Natterson Kroll
Law Firm: Bingham McCutchen LLP

Liquidation of Firearms Inventory
December 13, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Aird & Berlis LLP

CFIUS Submits Annual Report to Congress
December 10, 2010
LEGAL ALERTS/ARTICLES
Author: Tracy L. Kramer, Mario Mancuso, James J. McCullough
Law Firm: Hinshaw & Culbertson LLP

Mexico’s Unified Secured Transactions Registry Offers New Opportunities for Secured Lending
December 10, 2010
LEGAL ALERTS/ARTICLES
Author: John Ellsworth Rogers
Law Firm: Clark Hill Strasburger

SEC's Proposed New Reporting Rules for Institutional Investment Managers
December 10, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Sheppard Mullin

French Finance Bill for 2011 -- Thin Capitalization Rules Reform Bill
December 09, 2010
LEGAL ALERTS/ARTICLES
Author: Jérôme Delaurière, Ariel Harroch
Law Firm: Gibson, Dunn & Crutcher LLP, Gibson, Dunn & Crutcher LLP

SEC Proposes Joint Rules with CFTC to Define Types of Swap Participants under the Dodd-Frank Act
December 09, 2010
LEGAL ALERTS/ARTICLES
Author: Charles Edward Dropkin, Joshua W. Thompson, Steven Owen Weise
Law Firm: Proskauer Rose LLP, Proskauer Rose LLP

Dodd-Frank Act Update: SEC Proposes Rules Applicable to Investment Advisers
December 08, 2010
LEGAL ALERTS/ARTICLES
Author: Robert Paul Bramnik, Jennifer Briggs Fisher, Loren Schechter
Law Firm: Duane Morris LLP, Duane Morris LLP

SEC and CFTC Adopt Interim Rules Requiring Reporting of Pre-Dodd-Frank Swap Transactions
December 08, 2010
LEGAL ALERTS/ARTICLES
Author: John Paul Vail
Law Firm: Quarles & Brady LLP

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