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Finance Articles - Page 76

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Finance Articles - Page 76

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ARTICLES(4,789)

Final Report of President Obama's Deficit Reduction Commission
December 06, 2010
LEGAL ALERTS/ARTICLES
Author: Shlomo M. Boehm, David S. Miller, James L. Saeli
Law Firm: Cadwalader, Wickersham & Taft LLP

Financial Sector Pay Governance
December 03, 2010
LEGAL ALERTS/ARTICLES
Author: Simon Currie, Christopher Walter
Law Firm: Covington & Burling LLP

Dodd-Frank Act Rulemaking: SEC Proposes New Exemptions and Disclosure Requirements for Investment Advisers
December 02, 2010
LEGAL ALERTS/ARTICLES
Author: Azam Hassan Aziz, Laura S. Friedrich, Geoffrey B. Goldman, Nathaniel J. Greene, Jesse P Kanach
Law Firm: Shearman & Sterling LLP, Shearman & Sterling LLP, Shearman & Sterling LLP

Processing of Company-Related Actions - FINRA Rule 6490
December 02, 2010
LEGAL ALERTS/ARTICLES
Author: Kirstin Pace Salzman
Law Firm: Husch Blackwell LLP

SEC Proposes Rules Implementing Dodd-Frank Act Provisions Pertaining to Investment Adviser Registration
December 02, 2010
LEGAL ALERTS/ARTICLES
Author: Cheri Lynn Hoff, Josephine Moon
Law Firm: Bracewell LLP, Bracewell LLP

ABB Entities Resolve FCPA Investigation
December 01, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Cadwalader, Wickersham & Taft LLP

Treasury Publishes Regulation Responses
December 01, 2010
LEGAL ALERTS/ARTICLES
Author: Brett Hillis, Rosali Pretorius
Law Firm: Dentons US LLP

FinCEN Proposes Rule that will Significantly Increase Reporting Requirements on Certain Financial Institutions
November 30, 2010
LEGAL ALERTS/ARTICLES
Author: Julia Sorrentino, Jeffrey Mark Telep, Pulina Whitaker
Law Firm: King & Spalding LLP

Foreign Banks and Nonbank Financial Companies Also Face Challenges from Dodd-Frank
November 30, 2010
LEGAL ALERTS/ARTICLES
Author: Alan W. Avery, Kevin Francis Barnard, Anthony Patrick Doyle, Kathleen Alice Scott
Law Firm: Arnold & Porter LLP, Arnold & Porter LLP, Arnold & Porter LLP

High Speed Rail
November 30, 2010
LEGAL ALERTS/ARTICLES
Author: James D. Masterman
Law Firm: Greenberg Traurig, LLP

Judgment Lien Arising Under Michigan Act Survives Property Sale But Remains Enforceable Only Against Judgment Debtor, Not Purchaser
November 30, 2010
LEGAL ALERTS/ARTICLES
Author: John Trevor Gregg, Patrick Mears
Law Firm: Barnes & Thornburg LLP, Barnes & Thornburg LLP

New FTC Mortgage Assistance Rule Targets Lead Generators and Affiliate Marketers
November 30, 2010
LEGAL ALERTS/ARTICLES
Author: Jonathan Lawrence Pompan
Law Firm: Venable LLP

London IPO Options -- a Premium Listing, Standard Listing or AIM?
November 29, 2010
LEGAL ALERTS/ARTICLES
Author: Justine Usher
Law Firm: Mayer Brown International LLP

New Corporate Action Notification Requirements for Issuers of Non-Exchange Listed Securities
November 29, 2010
LEGAL ALERTS/ARTICLES
Author: Catherine L. Bridge, Stephen James Dutton, David G. Edwards, R. Paul Guerre, Curt William Hidde, David Paul Hooper, Thomas M. Maxwell, Eric Richard Moy, Peter T. Shimabukuro, Scott D. Smith
Law Firm: Barnes & Thornburg LLP, Barnes & Thornburg LLP, Barnes & Thornburg LLP, Barnes & Thornburg LLP, Barnes & Thornburg LLP, Barnes & Thornburg LLP

New Developments in the Law of Guarantees
November 29, 2010
LEGAL ALERTS/ARTICLES
Author: Abdelrahman Elnafie, Justine Harding, Philip Keun
Law Firm: Dentons US LLP

Surprising Disclosure Requirements in the Dodd-Frank Act May Burden Many Companies
November 29, 2010
LEGAL ALERTS/ARTICLES
Author: Anne L. Kersch de Santin
Law Firm: Mayer Brown LLP

What shall we know for trading on the Warsaw Stock Exchange
November 29, 2010
LEGAL ALERTS/ARTICLES
Author: Zhulieta N. Mandazhieva, Marek Wierzbowski
Law Firm: Tocheva & Mandazhieva Law Office

The Financial Action Task Force Identifies Ecuador as a Jurisdiction with Strategic AML/CFT Deficiencies
November 26, 2010
LEGAL ALERTS/ARTICLES
Author: Andres A. Fernandez, Marina Olman, Clemente L. Vázquez-Bello
Law Firm: Gunster

SEC Proposes New Rules to Implement Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers
November 25, 2010
LEGAL ALERTS/ARTICLES
Author: John A. Brunjes, Arthur Don, Genna N. Garver
Law Firm: Greenberg Traurig, LLP

What Conduct Will Expose Officers and Directors to Criminal Enforcement Actions?
November 25, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Troutman Sanders LLP

Financial Sector Pay Governance
November 23, 2010
LEGAL ALERTS/ARTICLES
Author: Simon Currie, Christopher Walter
Law Firm: Covington & Burling LLP

Florida Class Action Plaintiffs Win First Financial Crisis Jury Trial
November 23, 2010
LEGAL ALERTS/ARTICLES
Author: Domenic C. Cervoni, Joseph de Simone, S. Christopher Provenzano, John J. Tharp
Law Firm: Mayer Brown LLP

Reporting Disclosure Events
November 23, 2010
LEGAL ALERTS/ARTICLES
Author: Benjamin J. Catalano, Alice Gabrielle Dullaghan, Harry Frischer, Edward Alan Kwalwasser, Stephen Leonard Ratner, Kathy Hellenbrand Rocklen
Law Firm: Proskauer Rose LLP, Proskauer Rose LLP, Proskauer Rose LLP, Proskauer Rose LLP, Proskauer Rose LLP

S&P Reconsiders De-Linked Rating for Bank-Sponsored Securitizations that Fall Outside FDIC’s Final Safe Harbor Rule
November 23, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Cadwalader, Wickersham & Taft LLP

A Swap is a Swap is a ... What?!
November 22, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Mayer Brown LLP

SEC Proposes New Rules and Rule Amendments Implementing the Investment Adviser Provisions of the Dodd-Frank Act
November 22, 2010
LEGAL ALERTS/ARTICLES
Law Firm: Alston & Bird LLP

Chancery Court Denies Creditors’ Derivative Standing Under Delaware LLC Act
November 19, 2010
LEGAL ALERTS/ARTICLES
Author: Amy L. Kyle, Seth J. Pruss, Michael J. Reilly, Jeffrey S. Sabin, Edwin E. Smith, P. Sabin Willett
Law Firm: Bingham McCutchen LLP

New Accounting Rules on the Horizon for Leases
November 17, 2010
LEGAL ALERTS/ARTICLES
Author: Joel Edward Resnick
Law Firm: Much Shelist, P.C.

SEC Proposes Rules Against Fraud, Manipulation and Deception in Connection with Security-based Swaps
November 17, 2010
LEGAL ALERTS/ARTICLES
Author: Manuel Stefan Frey, Ian Jens Dieter Hillebra Pohl, Raphael Michael Russo
Law Firm: Paul, Weiss, Rifkind, Wharton & Garrison LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP

FINRA and the Exchanges Eliminate Stub Quotes
November 16, 2010
LEGAL ALERTS/ARTICLES
Author: Robert A. Boresta, Jeffrey H. Elkin, Edward Joseph Johnsen, Marvin Joseph Miller, David Allen Sakowitz
Law Firm: Winston & Strawn LLP, Winston & Strawn LLP, Winston & Strawn LLP, Winston & Strawn LLP

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