Back
Search Tools
Ratings & Reviews
- Back
- Ratings & Reviews
- Ratings & Reviews
- For Attorneys
- Overview
- Peer Reviews
- Client Reviews
- For Consumers
- Overview
- Peer Reviews
- Client Reviews
Attorney Products & Services
ABOUT MARTINDALE-HUBBELL®

Skip to Main Content

Search by

Location

GROW YOUR PRACTICE

Search Tools
Ratings & Reviews
- Ratings & Reviews
- For Attorneys
- Overview
- Peer Reviews
- Client Reviews
- For Consumers
- Overview
- Peer Reviews
- Client Reviews
Attorney Products & Services
About Martindale-Hubbell®
- About Martindale-Hubbell
- Contact Us

Search by

Location

Home
Browse by Practice Area
Securities

#title#

#checkAll# #items# #search# #showMoreLink#

#checkAll# #items# #search# #showMoreLink#

All

#label#

#totalResult# Results
X #appliedFilters#
#appliedFiltersCount# Applied Filters
Apply
Filters #filters#

#title# #countSelected#

#title#
X
Done

#label#

#label# #count#

+ #count# More

All

All #count#

#items#

×#label#

Sort by: #label#

#options#

Sort by: #label#

Securities Articles - Page 4

1 Applied Filters

Attorneys
Law Firms
Articles

Close X

Start Comparing

Compare

Securities Articles - Page 4

categories

Attorneys 61,670
Law Firms 14,463
Articles 2,436

2,436 Results:

× Securities

Sort by: Publication date

Sort by: Publication date
Sort by: Best Matches
Sort by: Title (A - Z)
Sort by: Title (Z - A)
Sort by: Document Type (A - Z)

Page
of 82
⟨
⟩

filters

AREAS OF PRACTICE
- All
- Securities
DOCUMENT TYPE
- All
- Legal Alerts/Articles
- Presentations
- White Papers
- Court Documents
- Legal Forms
ARTICLE REGION
- All
- Ontario, Canada
- New York, U.S.A.
- Delaware, U.S.A.
- District of Columbia, U.S.A.
- Florida, U.S.A.
- Alberta, Canada
- California, U.S.A.
- Georgia, U.S.A.
- Massachusetts, U.S.A.
- British Columbia, Canada
- New Jersey, U.S.A.
- Texas, U.S.A.
- Virginia, U.S.A.
- Alabama, U.S.A.
- Pennsylvania, U.S.A.
- Alaska, U.S.A.
- Connecticut, U.S.A.
- Illinois, U.S.A.
- Maine, U.S.A.
- Ohio, U.S.A.
INDUSTRY
- All
- Banking & Financial Services
- Government
- Security
- Internet & E-commerce
- Energy
- Venture Capital
- Health Care
- Insurance
- Computer & Data Services
- Legal Management
- Pharmaceuticals
- Real Estate
- Technology & Science
- Advertising & Marketing
- Professional Services
- Automotive
- Communications & Media
- Mining & Metals
- Telecommunications
- Manufacturing
PUBLICATION YEAR
- All
- 2013
- 2014
- 2015
- 2012
- 2004
- 2016
- 2010
- 2018
- 2009
- 2017
- 2011
- 2020
- 2019
- 2003
- 2005
- 2008
- 2022
- 2021
- 2023
- 2007

ARTICLES(2,436)

Annual meetings in the time of coronavirus
March 20, 2020
LEGAL ALERTS/ARTICLES
Author: Cynthia Reid Beyea, Steven B Boehm, Dwaune Lavelle Dupree, Stephani M. Hildebrandt, Payam Siadatpour
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

SEC Provides Temporary Relief and Guidance Due to COVID-19 Pandemic
March 19, 2020
LEGAL ALERTS/ARTICLES
Author: Spencer G. Feldman, Kenneth M. Silverman
Law Firm: Olshan Frome Wolosky LLP, Olshan Frome Wolosky LLP

SEC Amends Definitions of “Accelerated Filer” and “Large Accelerated Filer” and Provides Relief to Small Issuers from Auditor Attestation Requirements
March 18, 2020
LEGAL ALERTS/ARTICLES
Author: Richard A. Friedman, Nazia Jabeen Khan
Law Firm: Sheppard Mullin, Sheppard Mullin

SEC relief for advisers impacted by COVID-19
March 14, 2020
LEGAL ALERTS/ARTICLES
Author: Eric A. Arnold, Issa Jesse Hanna, Susan Schmidt Krawczyk, Ben Tobey Marzouk, Alexa Shockley, Holly H Smith, John H. Walsh
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Coronavirus and Considerations for Publicly Traded Companies
March 13, 2020
LEGAL ALERTS/ARTICLES
Author: David Ira Sunkin
Law Firm: Sheppard Mullin

SEC Proposal to Modernize Financial Disclosure Requirements in Regulation S-K
March 10, 2020
LEGAL ALERTS/ARTICLES
Author: Winnie Wu Weil, Robert L. Wernli, Jr.
Law Firm: Sheppard Mullin

SEC Extends Period for Delayed Filings Due to COVID 19 and Provides COVID 19 Disclosure Guidance
March 01, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Olshan Frome Wolosky LLP

SEC Provides Temporary Relief and Guidance Due to COVID-19
March 01, 2020
LEGAL ALERTS/ARTICLES
Author: Kenneth M. Silverman
Law Firm: Olshan Frome Wolosky LLP

SEC and FINRA Signal Renewed Focus on Vendor Management in Two Key Areas: Cybersecurity and Market Access Rule Compliance
February 27, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Sheppard Mullin

SEC Proposes Revisions to Management’s Discussion and Analysis of Financial Condition and Results of Operations Disclosure Requirements
February 20, 2020
LEGAL ALERTS/ARTICLES
Author: Kenneth M. Silverman
Law Firm: Olshan Frome Wolosky LLP

Parting Shot: Most-Favored Nation Clauses in LIBOR Fallback Provisions
February 18, 2020
LEGAL ALERTS/ARTICLES
Author: Corrado Angelelli, Kati Beckmann, Wietse de Jong, Sylvie A. Durham, Graeme McLellan, Emma L. Menzies, Arleen A. Nand, Susan E. D. Neuberg, Koichiro Ohashi, Oscar Stephens
Law Firm: Greenberg Traurig, LLP, Greenberg Traurig, LLP, Greenberg Traurig, LLP, Greenberg Traurig, LLP, Greenberg Traurig, LLP, Greenberg Traurig, LLP

Understanding 2020 SEC Exam Priorities for Securities Industry Registrants
February 18, 2020
LEGAL ALERTS/ARTICLES
Author: Richard M. Cutshall, Arthur Don, Steven M. Felsenstein
Law Firm: Greenberg Traurig, LLP, Greenberg Traurig, LLP

SECURE Act Changes That Will Affect Retirement, Unrelated Plans
February 10, 2020
LEGAL ALERTS/ARTICLES
Author: Nora E. Pomerantz
Law Firm: Duane Morris LLP

The SEC’s 2020 Examination Priorities
January 31, 2020
LEGAL ALERTS/ARTICLES
Author: Kate Ross
Law Firm: Sheppard Mullin

United States v. Blaszczak: Second Circuit Ruling Creates Opening for Significant Increase in Insider Trading Prosecutions
January 31, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Sheppard Mullin

Minimizing Liability Under the SEC’s Reg-BI
January 14, 2020
LEGAL ALERTS/ARTICLES
Author: Meredith Jowers Lees, Peter John Tepley
Law Firm: Rumberger, Kirk & Caldwell Professional Association, Rumberger, Kirk & Caldwell Professional Association

Considerations for the 2020 proxy season
January 13, 2020
LEGAL ALERTS/ARTICLES
Author: Steven B Boehm, Kristin Hespos Burns, Cynthia Marie Krus, Payam Siadatpour
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Important Information on the SECURE Act
January 01, 2020
LEGAL ALERTS/ARTICLES
Author: W. William Gust, Jonathan D. Puvak
Law Firm: Gentry Locke Attorneys, Gentry Locke Attorneys

SEC Comment Letter Trends
January 01, 2020
LEGAL ALERTS/ARTICLES
Law Firm: Snell & Wilmer L.L.P.

The SEC Proposes to Amend the Accredited Investor Definition to Find a Place for Sophisticated, Informed Investors
December 31, 2019
LEGAL ALERTS/ARTICLES
Law Firm: Olshan Frome Wolosky LLP

The SEC Proposes to Amend the Accredited Investor Definition to Find a Place for Sophisticated, Informed Investors
December 31, 2019
LEGAL ALERTS/ARTICLES
Author: Spencer G. Feldman
Law Firm: Olshan Frome Wolosky LLP

DOJ revises FCPA corporate enforcement policy to clarify self-disclosure and cooperation credit requirements
December 03, 2019
LEGAL ALERTS/ARTICLES
Author: Andrea Lynn Gordon, Sarah Elizabeth Paul
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Regulators have bank deposit sweep programs in their sights
November 21, 2019
LEGAL ALERTS/ARTICLES
Author: Bruce Michael Bettigole, Patricia A Gorham, Olga Greenberg, Michael B. Koffler, Susan Schmidt Krawczyk, S. Lawrence Polk, Brian L. Rubin, Amelia Toy Rudolph, Holly H. Smith
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Institutional Shareholder Services Releases Updated Voting Guidelines Relating to Problematic Capital Structures at Newly Public Companies, Independent Board Chair Proposals and Board Diversity
November 18, 2019
LEGAL ALERTS/ARTICLES
Author: Ron S. Berenblat, Andrew M. Freedman, Steven Wolosky
Law Firm: Olshan Frome Wolosky LLP, Olshan Frome Wolosky LLP, Olshan Frome Wolosky LLP

SEC Forms New ‘FinHub’ Office for Public Engagement in FinTech
November 14, 2019
LEGAL ALERTS/ARTICLES
Law Firm: Snell & Wilmer L.L.P.

Regulatory Moves Show Financial Watchdogs Working Smarter, if Not Harder
October 30, 2019
LEGAL ALERTS/ARTICLES
Author: Christopher J. Bosch
Law Firm: Sheppard Mullin

Planning and Disclosing Indications of Interest for Participating in IPOs
October 18, 2019
LEGAL ALERTS/ARTICLES
Author: Spencer G. Feldman
Law Firm: Olshan Frome Wolosky LLP

Third Circuit Holds that SLUSA Does Not Preclude Class Action Opt-Outs from Pursuing Individual Actions
October 03, 2019
LEGAL ALERTS/ARTICLES
Author: David Matthew Berger, Jonathan Moss, Angela Reid
Law Firm: Sheppard Mullin

Gauging Interest: SEC Votes to Approve Proposal to Expand “Test-the-Waters” Rules
October 02, 2019
LEGAL ALERTS/ARTICLES
Author: Richard A. Friedman, Alxander Yarbrough
Law Firm: Sheppard Mullin

Securities and Exchange Commission Waits to Create Cryptocurrency Regulation
October 02, 2019
LEGAL ALERTS/ARTICLES
Law Firm: Goldberg Segalla LLP

1
...
4
5
...
82

Search Tools

Attorneys/Law Firms Search
Newest Law Firms and Attorneys
Law School Alumni Search
Legal Library Search
COVID-19 Legal Articles
Bar Associations Search
Browse by Areas of Practice
Browse by Location

Ratings & Reviews

Ratings & Reviews
For Attorneys Overview
For Consumers Overview

About Us

About Martindale-Hubbell
Customer Support
Careers

Attorney Products & Services

Grow Your Practice
About Our Network
Legal Profiles
Websites
Lead Generation
Live Chat Service
Resources
The Bar Register of Preeminent Lawyers
Sales - Talk to an Expert

Search Tools

Attorneys/Law Firms Search
Newest Law Firms and Attorneys
Law School Alumni Search
Legal Library Search
COVID-19 Legal Articles
Bar Associations Search
Browse by Areas of Practice
Browse by Location

Ratings & Reviews

Ratings & Reviews
For Attorneys Overview
For Consumers Overview

ABOUT US

About Martindale-Hubbell
Customer Support
Careers

Attorney Products & Services

Grow Your Practice
About Our Network
Legal Profiles
Websites
Lead Generation
Live Chat Service
Resources
The Bar Register of Preeminent Lawyers
Sales - Talk to an Expert

Terms of Use | Site Map | Cookie Policy | Privacy Policy | Your Privacy Choices privacy options icon

| Copyright © 2026 MH Sub I, LLC dba Internet Brands. All rights reserved.

The information provided on this site is not legal advice, does not constitute a lawyer referral service, and no attorney-client or confidential relationship is or should be formed by the use of this site. The attorney listings on the site are paid attorney advertisements. Your access of/to and use of this site is subject to additional Supplemental Terms.

About Practice Area Searches

If you select multiple practice areas, your results will include only law firms/attorneys who practice in all of those areas.

Close ×

About Location Searches

The counts displayed by default for Law Firms and Attorneys are based on their main office only. However, when a location based search is performed or if a locations filter is selected the counts change and update to display the actual number of office locations where the Law Firm or Attorney have an office or provide service in.

Close ×

#text#

#category#

#category#

See All ›

#category#

#text#