Back
Search Tools
Ratings & Reviews
- Back
- Ratings & Reviews
- Ratings & Reviews
- For Attorneys
- Overview
- Peer Reviews
- Client Reviews
- For Consumers
- Overview
- Peer Reviews
- Client Reviews
Attorney Products & Services
ABOUT MARTINDALE-HUBBELL®

Skip to Main Content

Search by

Location

GROW YOUR PRACTICE

Search Tools
Ratings & Reviews
- Ratings & Reviews
- For Attorneys
- Overview
- Peer Reviews
- Client Reviews
- For Consumers
- Overview
- Peer Reviews
- Client Reviews
Attorney Products & Services
About Martindale-Hubbell®
- About Martindale-Hubbell
- Contact Us

Search by

Location

Home
Browse by Practice Area
Securities

#title#

#checkAll# #items# #search# #showMoreLink#

#checkAll# #items# #search# #showMoreLink#

All

#label#

#totalResult# Results
X #appliedFilters#
#appliedFiltersCount# Applied Filters
Apply
Filters #filters#

#title# #countSelected#

#title#
X
Done

#label#

#label# #count#

+ #count# More

All

All #count#

#items#

×#label#

Sort by: #label#

#options#

Sort by: #label#

Securities Articles - Page 61

1 Applied Filters

Attorneys
Law Firms
Articles

Close X

Start Comparing

Compare

Securities Articles - Page 61

categories

Attorneys 61,668
Law Firms 14,463
Articles 2,436

2,436 Results:

× Securities

Sort by: Publication date

Sort by: Publication date
Sort by: Best Matches
Sort by: Title (A - Z)
Sort by: Title (Z - A)
Sort by: Document Type (A - Z)

Page
of 82
⟨
⟩

filters

AREAS OF PRACTICE
- All
- Securities
DOCUMENT TYPE
- All
- Legal Alerts/Articles
- Presentations
- White Papers
- Court Documents
- Legal Forms
ARTICLE REGION
- All
- Ontario, Canada
- New York, U.S.A.
- Delaware, U.S.A.
- District of Columbia, U.S.A.
- Florida, U.S.A.
- Alberta, Canada
- California, U.S.A.
- Georgia, U.S.A.
- Massachusetts, U.S.A.
- British Columbia, Canada
- New Jersey, U.S.A.
- Texas, U.S.A.
- Virginia, U.S.A.
- Alabama, U.S.A.
- Pennsylvania, U.S.A.
- Alaska, U.S.A.
- Connecticut, U.S.A.
- Illinois, U.S.A.
- Maine, U.S.A.
- Ohio, U.S.A.
INDUSTRY
- All
- Banking & Financial Services
- Government
- Security
- Internet & E-commerce
- Energy
- Venture Capital
- Health Care
- Insurance
- Computer & Data Services
- Legal Management
- Pharmaceuticals
- Real Estate
- Technology & Science
- Advertising & Marketing
- Professional Services
- Automotive
- Communications & Media
- Mining & Metals
- Telecommunications
- Manufacturing
PUBLICATION YEAR
- All
- 2013
- 2014
- 2015
- 2012
- 2004
- 2016
- 2010
- 2018
- 2009
- 2017
- 2011
- 2020
- 2019
- 2003
- 2005
- 2008
- 2022
- 2021
- 2023
- 2007

ARTICLES(2,436)

Congress Considers The Proposed Arbitration Fairness Act of 2011
November 07, 2011
LEGAL ALERTS/ARTICLES
Author: David J Libowsky
Law Firm: Bressler, Amery & Ross A Professional Corporation

Introduction of Relevant Regulations on the Share Transfer of Insiders of Publicly Offered Companies
November 07, 2011
LEGAL ALERTS/ARTICLES
Author: Grace Chou
Law Firm: Lee, Tsai & Partners Attorneys-at-Law

The Australian PPSA Is Coming Soon—Things You Need To Do
November 01, 2011
LEGAL ALERTS/ARTICLES
Author: Arv Sreedhar, Tony J. Wassaf
Law Firm: Jones Day

Large Trader Reporting
October 28, 2011
LEGAL ALERTS/ARTICLES
Author: Brian V. Breheny, Lawrence D. Frishman, Richard Tunis Prins, Anastasia T Rockas
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP, Skadden, Arps, Slate, Meagher & Flom LLP, Skadden, Arps, Slate, Meagher & Flom LLP

SEC Proposes Registration Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants
October 28, 2011
LEGAL ALERTS/ARTICLES
Author: George M. Gilbert, Daniel S. Konar II, Mark D. Young
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

Fund Formation & Investment Management Alert - Private Fund Manager Developments
October 24, 2011
LEGAL ALERTS/ARTICLES
Author: Christopher J. Kula, Jonathan E. Silverblatt
Law Firm: Phillips Nizer LLP

SEC Releases Disclosure Guidance for Cyber Security Risks and Incidents
October 24, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Troutman Sanders LLP

Significant Amendments to Panama's Securities Law
October 21, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Morgan & Morgan

MSRB Issues Reminder of Application of Pay-to-Play Rules to Federal Election Campaigns
October 03, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

US SEC to Slightly Decrease Filing Fees
September 22, 2011
LEGAL ALERTS/ARTICLES
Author: Michael L. Hermsen
Law Firm: Mayer Brown LLP

SEC to Allow Shareholders to Submit Proxy Access Proposals for 2012 Season: SEC Will Not Appeal Court Decision Vacating Mandatory Proxy Access Rule But Will Allow Revised Rule 14a-8 to Become Effective; Significant Shareholder Proposals Expected
September 21, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Sullivan & Cromwell LLP

Securities and Exchange Commission Adopts Large Trader Reporting Rule
September 21, 2011
LEGAL ALERTS/ARTICLES
Author: Eric Marcus, Andrew M. Tucker
Law Firm: Andrews Kurth Kenyon LLP

CFTC Finalizes Whistleblower Bounty Program
September 20, 2011
LEGAL ALERTS/ARTICLES
Author: Prashina J. Gagoomal, Timothy S. Kearns, Mark D. Young
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

Hong Kong Listing
September 15, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Blank Rome LLP

SEC Will Not Appeal Proxy Access Decision; Rule 14a-8 Amendments on Private Ordering to Become Effective
September 15, 2011
LEGAL ALERTS/ARTICLES
Author: David A Brown, David Edward Brown, Carol M. McGee
Law Firm: Alston & Bird LLP, Alston & Bird LLP

SEC Asking More Questions About Hydraulic Fracturing
September 14, 2011
LEGAL ALERTS/ARTICLES
Author: David Hamilton Engvall
Law Firm: Covington & Burling LLP

Governor Perry’s Presidential Candidacy Issues Under SEC Rule 206(4)-5 and MSRB Rule G-37
August 19, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

Friend and Family Perils: When the SEC Alleges Tipping
August 12, 2011
LEGAL ALERTS/ARTICLES
Author: Robert Greffenius
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP

US Securities and Exchange Commission Adopts Large-Trader Reporting System
August 11, 2011
LEGAL ALERTS/ARTICLES
Author: Scott A Anenberg, Marc R Cohen, Adam Dylan Kanter, David R Sahr
Law Firm: Mayer Brown LLP, Mayer Brown LLP, Mayer Brown LLP, Mayer Brown LLP

SEC Adopts New Short Form Criteria to Replace “Investment Grade” Eligibility Criteria
August 08, 2011
LEGAL ALERTS/ARTICLES
Author: Tara E. Castillo, Carol M. McGee
Law Firm: Alston & Bird LLP

SEC Re-Proposes Transaction and Registrant Shelf Eligibility Requirements for Asset-Backed Securities and Requests Comment on Other Outstanding Rule Proposals
August 08, 2011
LEGAL ALERTS/ARTICLES
Author: Tara E. Castillo, Evan Michael Drutman, Carol M. McGee, Allison A. Muth, Gary D. Roth
Law Firm: Alston & Bird LLP, Alston & Bird LLP

SEC Removes References to Credit Ratings from Certain Rules and Forms
August 02, 2011
LEGAL ALERTS/ARTICLES
Author: Jonathan Ira Mark, John J. Schuster
Law Firm: Cahill Gordon & Reindel LLP, Cahill Gordon & Reindel LLP

CFTC Adopts Large Trader Reporting Rules
July 26, 2011
LEGAL ALERTS/ARTICLES
Author: Brian Mitschele Duncan, Rachel Kaplan Reicher, Mark D. Young
Law Firm: Skadden, Arps, Slate, Meagher & Flom LLP

Armor Holdings, Inc., Settles Foreign Corrupt Practices Act Claims with SEC, DOJ
July 25, 2011
LEGAL ALERTS/ARTICLES
Author: Bill Morrison, Timothy Aaron Newman, Emily W. Westridge
Law Firm: Haynes and Boone, LLP

State Transition and Fund Registration Deadline
July 21, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Norris McLaughlin, P.A.

SEC’s Proposed Rule to Add “Bad Actor” Provision to Rule 506 Offerings
July 20, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Harter Secrest & Emery LLP

SEC Proposes Changes to Reporting Requirements
July 14, 2011
LEGAL ALERTS/ARTICLES
Author: Fred N. Knopf
Law Firm: Wilson Elser

Extraordinarily Long Statute of Limitations Applies to SEC Whistleblower Retaliation Actions
July 11, 2011
LEGAL ALERTS/ARTICLES
Author: Douglas Warren Baruch, John T Boese
Law Firm: Fried, Frank, Harris, Shriver & Jacobson LLP, Fried, Frank, Harris, Shriver & Jacobson LLP

Introduction of the Personal Data Protection Law
July 08, 2011
LEGAL ALERTS/ARTICLES
Author: Elaine Lee
Law Firm: Lee, Tsai & Partners Attorneys-at-Law

SEC Proposes Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
July 05, 2011
LEGAL ALERTS/ARTICLES
Law Firm: Eversheds Sutherland (US) LLP

1
...
61
62
...
82

Search Tools

Attorneys/Law Firms Search
Newest Law Firms and Attorneys
Law School Alumni Search
Legal Library Search
COVID-19 Legal Articles
Bar Associations Search
Browse by Areas of Practice
Browse by Location

Ratings & Reviews

Ratings & Reviews
For Attorneys Overview
For Consumers Overview

About Us

About Martindale-Hubbell
Customer Support
Careers

Attorney Products & Services

Grow Your Practice
About Our Network
Legal Profiles
Websites
Lead Generation
Live Chat Service
Resources
The Bar Register of Preeminent Lawyers
Sales - Talk to an Expert

Search Tools

Attorneys/Law Firms Search
Newest Law Firms and Attorneys
Law School Alumni Search
Legal Library Search
COVID-19 Legal Articles
Bar Associations Search
Browse by Areas of Practice
Browse by Location

Ratings & Reviews

Ratings & Reviews
For Attorneys Overview
For Consumers Overview

ABOUT US

About Martindale-Hubbell
Customer Support
Careers

Attorney Products & Services

Grow Your Practice
About Our Network
Legal Profiles
Websites
Lead Generation
Live Chat Service
Resources
The Bar Register of Preeminent Lawyers
Sales - Talk to an Expert

Terms of Use | Site Map | Cookie Policy | Privacy Policy | Your Privacy Choices privacy options icon

| Copyright © 2026 MH Sub I, LLC dba Internet Brands. All rights reserved.

The information provided on this site is not legal advice, does not constitute a lawyer referral service, and no attorney-client or confidential relationship is or should be formed by the use of this site. The attorney listings on the site are paid attorney advertisements. Your access of/to and use of this site is subject to additional Supplemental Terms.

About Practice Area Searches

If you select multiple practice areas, your results will include only law firms/attorneys who practice in all of those areas.

Close ×

About Location Searches

The counts displayed by default for Law Firms and Attorneys are based on their main office only. However, when a location based search is performed or if a locations filter is selected the counts change and update to display the actual number of office locations where the Law Firm or Attorney have an office or provide service in.

Close ×

#text#

#category#

#category#

See All ›

#category#

#text#