Securities Articles - Page 7
ARTICLES(2,436)
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France Imposes Fine for Unauthorized Use of Fingerprint Timeclocks
- October 19, 2018
- LEGAL ALERTS/ARTICLES
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Social Security Benefits will See Increase for 2019
- October 17, 2018
- LEGAL ALERTS/ARTICLES
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California Pioneers IoT Security Legislation
- October 16, 2018
- LEGAL ALERTS/ARTICLES
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SEC Adopts Amendments to Rule 15c2-12
- October 16, 2018
- LEGAL ALERTS/ARTICLES
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The Impact of GDPR on Attorneys and Law Firms in the United States
- September 25, 2018
- LEGAL ALERTS/ARTICLES
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SEC Withdraws No-Action Letters on Investment Adviser Responsibilities in Voting Client Proxies and Use of Proxy Voting Firms
- September 21, 2018
- LEGAL ALERTS/ARTICLES
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Recent Development in Regulatory Enforcement of Digital Securities
- September 18, 2018
- LEGAL ALERTS/ARTICLES
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The FTC Gang’s All Here, Part III
- September 18, 2018
- LEGAL ALERTS/ARTICLES
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Small-Cap Public Companies Gain Compliance Relief under New Sec Rule Changes
- September 10, 2018
- LEGAL ALERTS/ARTICLES
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Sec Settlement Decision Disrupts the Rise of Free Tokens and Bounty Programs
- September 04, 2018
- LEGAL ALERTS/ARTICLES
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Airdrop of Crypto Tokens Hits Regulatory Flak
- September 03, 2018
- LEGAL ALERTS/ARTICLES
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Is there a Unicorn Among ICO Issuers?
- September 03, 2018
- LEGAL ALERTS/ARTICLES
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SEC Approves Updated Disclosure Requirements
- September 03, 2018
- LEGAL ALERTS/ARTICLES
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“Airing Out the Denny Crane Room”: Recent SEC Action Emphasizes Need for Effective Disclosure Controls and Procedures for Executive Perquisites
- September 03, 2018
- LEGAL ALERTS/ARTICLES
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SEC Amends Rule 701 of the Securities Act of 1933 and Publishes Concept Release
- August 29, 2018
- LEGAL ALERTS/ARTICLES
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Fred Polak Settles Shareholder Claim for $2,000,000
- August 21, 2018
- LEGAL ALERTS/ARTICLES
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Privacy Business Risks On The Rise: Privacy Concerns Can Lead To Significant Loss In Market Value
- August 07, 2018
- LEGAL ALERTS/ARTICLES
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SEC Announces Roundtable on the Proxy Process
- August 07, 2018
- LEGAL ALERTS/ARTICLES
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SEC Again Rejects Bitcoin EFT Proposed By Winklevoss Twins
- August 03, 2018
- LEGAL ALERTS/ARTICLES
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Biometric Information Privacy Act - Illinois Supreme Court Latest to Tackle Reach of the State's Controversial Act
- July 31, 2018
- LEGAL ALERTS/ARTICLES
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Lien and Bond Claims: A Subcontractor’s Security Blanket
- July 30, 2018
- LEGAL ALERTS/ARTICLES
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You're Hired! What Kavanaugh’s Nomination Means For SEC
- July 27, 2018
- LEGAL ALERTS/ARTICLES
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SEC Expands “Smaller Reporting Company” Eligibility
- July 26, 2018
- LEGAL ALERTS/ARTICLES
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California Threw Down A Privacy Law Gauntlet
- July 25, 2018
- LEGAL ALERTS/ARTICLES
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California’s New Privacy Law and What It Means for Canadian Businesses
- July 25, 2018
- LEGAL ALERTS/ARTICLES
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Fourth Circuit Weighs in on the Evolving Law of Standing in Data Breach Litigation to Hold that Misuse of Stolen Data Confers Standing
- July 25, 2018
- LEGAL ALERTS/ARTICLES
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SEC Broadens “Smaller Reporting Company” Qualification Thresholds to Include Companies with Less Than $250 Million in Public Common Equity Float
- July 20, 2018
- LEGAL ALERTS/ARTICLES
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California Governor Signs Consumer Privacy Act of 2018
- July 05, 2018
- LEGAL ALERTS/ARTICLES
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SEC Permits Internet Delivery of Investment Company Shareholder Reports— Including Insurance Company Separate Accounts
- July 04, 2018
- LEGAL ALERTS/ARTICLES
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Government of Canada Responds to Ethi Committee Report on Pipeda Review
- June 27, 2018
- LEGAL ALERTS/ARTICLES