Securities Articles - Page 8
ARTICLES(2,436)
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Csa Provides Guidance on Securities Law Implications for Token Offerings
- June 26, 2018
- LEGAL ALERTS/ARTICLES
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Effects of the GDPR on US Fund Managers' Use of Alternative Data
- June 26, 2018
- LEGAL ALERTS/ARTICLES
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New Law Requires SEC to Expand Regulation A+ To Exchange Act Reporting Companies
- June 26, 2018
- LEGAL ALERTS/ARTICLES
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New Requirements for UAE Sukuk Offerings
- June 26, 2018
- LEGAL ALERTS/ARTICLES
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New Data Protection Regulation in the European Union
- June 22, 2018
- LEGAL ALERTS/ARTICLES
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Ec Proposes Form Crs Requirements for Retail Investors
- June 21, 2018
- LEGAL ALERTS/ARTICLES
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Eleventh Circuit Vacates FTC Order against LabMD as Lacking Specificity Necessary to Protect Due Process Rights
- June 19, 2018
- LEGAL ALERTS/ARTICLES
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Venmo FTC Settlement Highlights Safeguard and Privacy Representation Risks
- June 15, 2018
- LEGAL ALERTS/ARTICLES
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SEC Proposes FAIR Act Rules to Promote Research Reports on Public Investment Funds
- June 12, 2018
- LEGAL ALERTS/ARTICLES
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SEC Proposed Rule Would Require New Client Relationship Summary of Registered Investment Advisers and Broker-Dealers
- June 08, 2018
- LEGAL ALERTS/ARTICLES
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GDPR is Now in Effect
- June 05, 2018
- LEGAL ALERTS/ARTICLES
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Newsflash: Internet-Connected Devices are not Private
- June 01, 2018
- LEGAL ALERTS/ARTICLES
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SEC Proposing Releases: Enhancing Investment Adviser Regulation and Regulation Best Interest
- June 01, 2018
- LEGAL ALERTS/ARTICLES
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Clayton Shifts SEC Focus to Retail Investors in First Year
- May 30, 2018
- LEGAL ALERTS/ARTICLES
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Public Benefit Corporations and Certified B Corporations: Adding Transparency into a Corporation’s Ideological View on its Role in Society
- May 18, 2018
- LEGAL ALERTS/ARTICLES
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No More Chits to Call In: Computer Crime Policy Does Not Cover Fraudulent Transaction
- May 17, 2018
- LEGAL ALERTS/ARTICLES
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Canadian Securities Administrators Seek Comments on Soliciting Dealer Arrangements in Corporate Transactions and Proxy Contests
- May 16, 2018
- LEGAL ALERTS/ARTICLES
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Federal Court Rules That Testimony to FINRA Falls Outside of Dodd-Frank Protection
- May 16, 2018
- LEGAL ALERTS/ARTICLES
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DHS to Terminate TPS for Honduras with 18-Month Delay
- May 14, 2018
- LEGAL ALERTS/ARTICLES
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Retaliation Plaintiff Not a Covered Whistleblower under Plain Reading of Dodd-Frank Act, Court Rules
- May 11, 2018
- LEGAL ALERTS/ARTICLES
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The SEC Imposed its First Data-Breach Related Disclosure Penalty
- May 11, 2018
- LEGAL ALERTS/ARTICLES
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Long-awaited Proposed Canadian Derivatives Registration Arrives
- May 08, 2018
- LEGAL ALERTS/ARTICLES
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It’s A Material World—Why the SEC’s Yahoo! Penalty Really Matters
- May 07, 2018
- LEGAL ALERTS/ARTICLES
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The SEC’s Proposed Rules on The Standards of Conduct for Investment Professionals—a Quick Guide To What You Need To Know
- May 07, 2018
- LEGAL ALERTS/ARTICLES
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Increased Consular Protection for EU Citizens
- May 04, 2018
- LEGAL ALERTS/ARTICLES
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CYBER RISK — NEXT STEPS FOR EVOLVING SECURITY?
- May 03, 2018
- LEGAL ALERTS/ARTICLES
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Canadian Personal Information Security Breach Obligations – Preparing for Compliance
- April 30, 2018
- LEGAL ALERTS/ARTICLES
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SEC Issues Guidance Regarding Non-GAAP Financial Measures in M&A Context
- April 27, 2018
- LEGAL ALERTS/ARTICLES
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Federal Circuit Court Sets Review Standards in SEC Whistleblower Bounty Appeal
- April 26, 2018
- LEGAL ALERTS/ARTICLES
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SEC Proposes Amendments to Public Liquidity Risk Management Disclosure
- April 26, 2018
- LEGAL ALERTS/ARTICLES